Who this is for

Teams this segment fits

If your remit looks like one of these, the preset journey below already covers most of your obligations.

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Brokerages and trading platforms

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Asset and fund managers

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Investment advisory firms

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Family offices

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Fund administrators

What you must evidence

Obligations, mapped to checks

Each obligation below corresponds to a check that runs inside the journey and leaves a retained artefact behind.

01

Investor identification

Individual and joint account onboarding with document and biometric verification. Obligation reference: the Capital Market Authority client onboarding rules.

02

Fund and corporate structures

Funds, SPVs, trusts, and holding structures unwrapped to controlling persons with each layer evidenced.

03

Classification evidence

Retail, professional, and institutional classification captured as structured, reviewable evidence, your own classification policy, configured as rules.

04

Screening

Sanctions, PEP, and adverse-media screening for investors, directors, and controlling persons.

05

Source of funds

Document requests, versioning, and reviewer sign-off tracked inside the case rather than over email.

06

Ongoing review

Rescreening and periodic review by risk band, with structure-change alerts on corporate clients.

The preset journey

How an engagement runs

Preset for this segment, then adjusted to your own risk appetite, not built from scratch.

01

1

Classify

Client type and classification captured up front so the right journey and thresholds apply.

02

2

Verify

Individuals verified biometrically; entities resolved through the registry and ownership graph.

03

3

Screen and score

Every controlling person screened, with one composite client risk score.

04

4

Maintain

Periodic review, rescreening, and structure monitoring keep the file current.

Questions

Frequently asked

Can we onboard offshore funds?

UAE-domiciled funds are covered by the presets; offshore vehicles are onboarded with uploaded registry evidence.

How do you handle joint accounts?

Each holder is verified individually and linked to a single account record, so screening applies to every party.

Do you cover distribution partners?

Yes, intermediaries can be onboarded as entities with their own KYB journey and monitoring.

Continue

Suitability and screening on the same file.